18/12 CPT

Ms Kate Lai, Director, Mr David Chiu and Mr Kenny Lao, Tax Manager, KPMG spoke on "China Individual Income Tax (“IIT”) Reform: Implications to Wealth Management Industry". Prof. Anna Wong, BFin (AMPB) Programme Director, The University of Hong Kong spoke on "Update on the SFC Disciplinary Fining Guidelines issued on…

26/11 CPT

Ms Elizabeth Wong, Senior Manager, Investment Products and Ms Grace Yeung, Senior Manager, Intermediaries Supervision, Intermediaries, SFC spoke on "Guidelines on Online Distribution and Advisory Platforms and Offline Requirements Applicable to Complex Products". Mr Jonathan NG, “US Stock Captain” – CME Group’s guest speaker spoke on "Using CME Group products…

25/10 CPT

"Open-ended fund companies – the new corporate fund regime in Hong Kong" Ms Grace Chan, Director and Ms Chloe Wong, Manager, Investment Products, SFC "Introduction and Application of Faster Payment System (FPS)" Mr Ho Wai Man, Dick, Head of Performance and Productivity Division, Personal Banking and Wealth Management Department, BOCHK

18/9 CPT

"New Listing Regime in HKEX" Mr Edward Sit, Vice President, Global Client Development, Market Development Division, HKEX "Trade War, What is it good for?" Mr Felix Man, Director, Future Land Resources Capital Group and Director of Hong Kong Securities Association

28/8 CPT

"Managing Cyber Risks" Mr Zack Lau, Senior Consultant, Control Risks "Background of FATF Mutual Evaluatione" "Mutual Evaluation of Hong Kong" "Institutional Risk Assessment" "SFC Self-Assessment Checklist" . Mr Vincent Tang, Director and Ms Maggie Chan, Senior, Ernst & Young Advisory Services Limited

17/7 Co-organized the Continuous Professional Training Course with HKEX

“Introduction – HKEX Rule Enforcement Framework (i.e. prevention, detection and correction) and Market Surveillance and Monitoring Initiatives” Ms Garbo Cheung, Managing Director and Head of Market Surveillance and Monitoring, HKEX “Results of 2017 Annual Attestation and Inspection Programme” and “Priority Areas of 2018 Annual Attestation and Inspection Programme” Mr Kelvin…

13/6 CPT

"Introduction of Technology Voucher Programme" Mr Lee Chi Pong, Colin,  Senior Manager (Innovation and Technology Fund), Innovation and Technology Commission "Funding Schemes under Trade and Industry Department and the enhancement measures" Ms Belinda Wong, Assistant Director-General of Trade and Industry (Industries Support) "Latest development on HKEX Equity Futures products" Mr…

14/5 CPT

"Online trading risks and good industry practices" Mr Steve Poon, Associate Director and Ms Eman Wong, Assistant Manager, Intermediaries Supervision, Intermediaries of SFC "Shield vulnerabilities with virtual patching" Mr Tony Lee, Head of Consulting, Trend Micro "Micro Segmentation: It sharply increases your online system’s availability!" Mr Sam Chui, Managing Director,…

18/4 CPT

“Joint Financial Intelligence Unit and Suspicious Transaction Report” Mr Douglas Lin, Senior Inspector, Joint Financial Intelligence Unit, Narcotics Bureau of Hong Kong Police Force “Anti-money laundering and counter-terrorist financing – (i) Regulatory updates (ii) Supervisory observations over the implementation of effective controls by the securities sector” Mr Ivan Wan, Senior…

5/3 CPT

“Anti-money laundering and counter terrorist Financing for financial institutions – issues, best practice and latest update” Ms Annie Chan, Managing Director, Mazars Corporate Recovery & Forensic Services Limited