15/1 CPT

Mr Peter Pak, Executive Director, BOCI Securities and Director of Hong Kong Securities Association spoke on "2020 Macro Analysis & Market Outlook".

19/12 CPT

Ms Linda Lu, Senior Police Inspector of Joint Financial Intelligence Unit, Hong Kong Police Force spoke on "Joint Financial Intelligence Unit & Suspicious Transaction Reporting" Ms Irene Pou, Associate Director and Ms Sharon Wong, Manager, Intermediaries Supervision, Intermediaries of SFC spoke on "Inspection findings and other supervisory observations on AML/CFT"

26/11 CPT

Mr Cheng Ki Hin Francis, Business Specialist, ET Trade spoke on "Explore new trends of Security Trading " Ms Joanne Liu, Head of Post Trade Change, Post Trade, HKEX spoke on "Client Connect".  

21/10 CPT

Mr Steve Cheung, Partner, Financial Services, KPMG and Mr Desmond Yu, Associate Director, Financial Risk Management, KPMG spoke on "New SFC guidance for Securities Margin Financing Activities" Mr Jeffrey Han, Partner, Financial Services, KPMG and Mr Edward Choi, Associate Director, Internal Audit, Risk and Compliance Services, KPMG spoke on "SFC…

23/9 CPT

Mr Benjamin Quinlan, CEO and Managing Partner, Quinlan & Associates, Fintech Association of Hong Kong spoke on "HK/Greater China FinTech trend and implementation learnings". *In English Language*  Mr Nelson Mak, Cloud Specialist Director, Oracle HK spoke on "New opportunities with FinTech innovation" Mr Tommy Cheung, Principal Solution Consultant, Oracle Digital…

19/8 CPT

Ms Mabel CHU, Senior Community Relations Officer, ICAC spoke on "Professional Ethics – Key to Success, ICAC seminar for financial services practitioners".

22/7 CPT

Ms Garbo Cheung, Managing Director, Post Trade Division, HKEX Mr Cedric Cheung, Head of Listed Structured Products, Sales, Asia, JP Morgan spoke on "Understanding Inline Warrants". Mr Joe Yip, Assistant Vice President, Exchange Traded Products (ETPs) Development, HKEX spoke on "Understanding Hong Kong ETF market".

25/6 CPT

Mr Adam Song, CIO, Certizen Limited Mr Joe Luk, Product Manager, Infocast Limited Mr Anders Leung, Senior Compliance Officer, Infocast Limited Mr Simon Leung, CEO, Tess Asia Limited spoke on "Non-Face-to-Face Securities Account Opening Process: E-ID, Mobile & Other Solutions".

28/5 CPT

Ms CHOW Yuen Yee, Founder and Chairperson of CP Solutions Limited and Mr Kim CHAN Kai Chuen, Managing Director of Global Compliance Consulting Limited spoke on "Suitability Obligations, Selling of Complex Products, Online Order Execution Platforms and Case Studies".

29/4 CPT

Ms Priscilla Ngan, Senior Manager and Mr Jacky Kwok, Manager, Intermediaries Supervision, Intermediaries, SFC spoke on "Key changes effected by the Securities and Futures (Financial Resources) (Amendment) Rules 2018 ". Mr Samson Ip, Senior Vice President and Mr Sit Ka Kit, Vice President, Clearing Risk Management, HKEX spoke on "Operations…