- 2020-01-15
- CPT Courses
Mr Peter Pak, Executive Director, BOCI Securities and Director of Hong Kong Securities Association spoke on "2020 Macro Analysis & Market Outlook".
Latest News
Asian Financial Forum 2020
- 2020-01-13
- Industry Matters
Participated in the "13th Asian Financial Forum" co-organized by the Government of HKSAR and HKTDC on 13-14 Jan.
CPT in January
- 2020-01-08
- Upcoming CPT Courses, Upcoming Events
Macro Review & Market Outlook 2020 Speaker(s): Mr. Pak Ngan Director of HKSA & Executive Director of BOCI Securities Ltd
19/12 CPT
- 2019-12-19
- CPT Courses
Ms Linda Lu, Senior Police Inspector of Joint Financial Intelligence Unit, Hong Kong Police Force spoke on "Joint Financial Intelligence Unit & Suspicious Transaction Reporting" Ms Irene Pou, Associate Director and Ms Sharon Wong, Manager, Intermediaries Supervision, Intermediaries of SFC spoke on "Inspection findings and other supervisory observations on AML/CFT"
CHKLC 17th Anniversary Gala Dinner
- 2019-12-17
- Industry Matters
Participated in the "CHKLC 17th Anniversary Celebration cum Hong Kong Corporate Governance Excellence Awards 2019 Gala Dinner" organized by the Chamber of Hong Kong Listed Companies.
HKEX Meeting
- 2019-11-29
- Industry Matters
Participated in the meeting held by HKEX with other securities associations.
SFC Meeting
- 2019-11-28
- Industry Matters
Participated in the meeting on "New SFC Online Portal" held by SFC with other securities associations.
SFC Meeting
- 2019-11-27
- Industry Matters
Participated in the informal consultation meeting on the "revised financial resources rules" held by SFC.
HKIRA IR Annual Symposium 2019
- 2019-11-27
- Industry Matters
Participated in "HKIRA IR Annual Symposium 2019" organized by Hong Kong Investor Relations Association (HKIRA).
26/11 CPT
- 2019-11-26
- CPT Courses
Mr Cheng Ki Hin Francis, Business Specialist, ET Trade spoke on "Explore new trends of Security Trading " Ms Joanne Liu, Head of Post Trade Change, Post Trade, HKEX spoke on "Client Connect".