31/3 Zoom Webinar

WebinarMr Trevor Lee, Senior Director, Investment Products, SFC spoke on "Keynote Kick-Off".Ms Hilda Lai, Managing Director, Head of Market Policy and Development, HKEX spoke on "Integrated Fund Platform value proposition for Brokers". Ms Cecilia Cheung, Vice President, Post Trade, Operations, HKEX spoke on "Enhancement of Settlement Arrangement for Multi-counter Eligible…

20/2 HKSA x Tradelink : online and offline CPT

HKSA x Tradelink : online and offline Continuous Professional Training Course Ms Nicky Kwok, Manager of Risk Advisory, BDO spoke on "Regulatory update on AML/CFT for securities and asset management industries". Mr Andrew Cheng, Executive Director and Chief Operations Officer of Tradelink spoke on "Unlocking Global Markets: Regulator-Approved Remote Account…

22/1 Zoom Webinar

Webinar Mr Peter Pak, Executive Director, BOCI Securities and Director of Hong Kong Securities Association spoke on "Macro Analysis and Hong Kong Stock Market Outlook 2025".

18/12 Zoom Webinar

Webinar Mr Alpha Chia Hoi Long, Manager of Risk Advisory, BDO spoke on "Integrating ESG Practices Across Financial Institutions: Strategies for All Roles".

18/11 Zoom Webinar

Webinar Ms Cecilia Cheung, Vice President, Post Trade, Operations, HKEX spoke on “Enhancement of Settlement Arrangement for Multi-counter Eligible Securities” Ms Cathy Lau, Vice President, Post Trade, Operations, HKEX spoke on “Technical change of USM”. Mr Lionel Wai, Vice President, Financial Risk Management, Group Risk Management, HKEX spoke on “HKEX Regulatory…

17/10 Zoom Webinar

Webinar Mr Jingjing Jiang, Foundering President of Hong Kong Limited Partnership Fund Association, Funds Team Managing Partner of King & Wood Mallesons and Mr Thaddeus Wang, Deputy Secretary-General of Hong Kong Limited Partnership Fund Association, Senior Associate of King & Wood Mallesons spoke on "Comprehensive Introduction on the Structure, Usage,…

24/9 Zoom Webinar

Webinar Ms Joyce Pang, Associate Director and Head of AML and Ms Sharon Wong, Senior Manager, Intermediaries Supervision, Intermediaries, SFC spoke on "Update of major anti-money laundering and counter-financing of terrorism regulatory developments".   Ms Larissa Chow, Senior Community Relations Officer, Hong Kong Business Ethics Development Centre, ICAC spoke on "'Ethics…

22/8 Zoom Webinar

Webinar Ms Melody Au, Assistant Vice President and Mr Elvis Chan, Assistant Vice President, Operations Division and Ms Grace Wong, Vice President, Listing Division, HKEX spoke on "Severe Weather Trading". Ms Hilda Lai, Head of Market Policy and Development, HKEX spoke on "Integrated Fund Platform : Overview".

25/7 Zoom Webinar

Webinar2024 Hot Topic in China and US Equity Market - Wealth Management Strategies Mr Kenny Lau, Head of Investment Strategy, HSBC Broking Services (Asia) Ltd spoke on “Hot Investment Themes for US & China Equity Markets”. Mr Simon Shek, Head of Wealth Sales, North Asia and Mr Mark Ng, Head…

27/6 Zoom Webinar

Webinar Dr Du, Duke Jinsong, Barrister-at-Law, Gilt Chambers spoke on "Professional Ethics for Licensed Persons". *Speaking in Mandarin*