Webinar Ms Cecilia Cheung, Vice President, Post Trade, Operations, HKEX spoke on “Enhancement of Settlement Arrangement for Multi-counter Eligible Securities” Ms Cathy Lau, Vice President, Post Trade, Operations, HKEX spoke on “Technical change of USM”. Mr Lionel Wai, Vice President, Financial Risk Management, Group Risk Management, HKEX spoke on “HKEX Regulatory…

Webinar Mr Jingjing Jiang, Foundering President of Hong Kong Limited Partnership Fund Association, Funds Team Managing Partner of King & Wood Mallesons and Mr Thaddeus Wang, Deputy Secretary-General of Hong Kong Limited Partnership Fund Association, Senior Associate of King & Wood Mallesons spoke on "Comprehensive Introduction on the Structure, Usage,…

Webinar Ms Joyce Pang, Associate Director and Head of AML and Ms Sharon Wong, Senior Manager, Intermediaries Supervision, Intermediaries, SFC spoke on "Update of major anti-money laundering and counter-financing of terrorism regulatory developments".   Ms Larissa Chow, Senior Community Relations Officer, Hong Kong Business Ethics Development Centre, ICAC spoke on "'Ethics…

Webinar Ms Melody Au, Assistant Vice President and Mr Elvis Chan, Assistant Vice President, Operations Division and Ms Grace Wong, Vice President, Listing Division, HKEX spoke on "Severe Weather Trading". Ms Hilda Lai, Head of Market Policy and Development, HKEX spoke on "Integrated Fund Platform : Overview".

Webinar2024 Hot Topic in China and US Equity Market - Wealth Management Strategies Mr Kenny Lau, Head of Investment Strategy, HSBC Broking Services (Asia) Ltd spoke on “Hot Investment Themes for US & China Equity Markets”. Mr Simon Shek, Head of Wealth Sales, North Asia and Mr Mark Ng, Head…

Webinar Dr Du, Duke Jinsong, Barrister-at-Law, Gilt Chambers spoke on "Professional Ethics for Licensed Persons". *Speaking in Mandarin*

Webinar Ms Joanne Liu, Senior Vice President of Post Trade Change of HKEX spoke on "USM". Ms Cecilia Cheung, Vice President of Post Trade Change of HKEX spoke on "Single Tranche Multiple Counter Settlement Model (STMC)". Ms Kelly Fung, Associate Vice President of Market Surveillance of HKEX spoke on "HKEX…