Webinar
Ms Cecilia Cheung, Vice President, Post Trade, Operations, HKEX spoke on “Enhancement of Settlement Arrangement for Multi-counter Eligible Securities”
Ms Cathy Lau, Vice President, Post Trade, Operations, HKEX spoke on “Technical change of USM”.
Mr Lionel Wai, Vice President, Financial Risk Management, Group Risk Management, HKEX spoke on “HKEX Regulatory Refresher – Settlement Obligations towards the Clearing Houses”.
Ms Anna Ko, Associate, Market Surveillance & Monitoring, Operations, HKEX spoke on “HKEX Regulatory Refresher – 1. Usage of Trade Discrepancy Forms and BCAN Error Reports 2. Restricting Mainland Investors from Northbound Trading under Stock Connect”.
Mr Alex So, Assistant Vice President, Market Surveillance & Monitoring, Operations, HKEX spoke on “Introduction for the Submission of Account Information for Large Open Position (LOP) Report via Electronic Communication Platform”.
Ms Selina Ng, Vice President & Mr Vincent Wong, Assistant Vice President, Post Trade, Operations, HKEX spoke on “Update on recent development in Structured Products’.
Ms Jenny Chow, Chairperson, RegTech Association of Hong Kong spoke on “Professional Ethics and Updates in Compliance”.
