27 Apr Zoom Webinar

HKSTP – FinTech x RegTech Solution Day on Securities Sector (Webinar) Special Guest: Mr Christopher Hui, Secretary for Financial Services and the Treasury, FSTB briefing on "Improving the Electoral System". Mr Bernard Ng, Senior Manager, ICT Cluster (FinTech), Hong Kong Science and Technology Parks Corporation spoke on "The potential and…

23 Mar 2021 Zoom Webinar

Ms Katherine Ma, Senior Community Relations Officer, ICAC spoke on "Professional Ethics – Key to Success ICAC Seminar for Financial Services Practitioners".   Mr William Lam, CEO of FundingReach Holdings Limited spoke on "Sanctions and Beyond Sanctions, for a Sustainable Franchise".  

14 Jan 2021 Zoom Webinar

Mr Peter Pak, Executive Director, BOCI Securities and Director of Hong Kong Securities Association spoke on "General Analysis of Macro Factors & Market Outlook 2021".  

16-22/12 e-Learning CPT

e-Learning Continuous Training Courses on 16-22 Dec Course Name : Compliance, Trading Mechanism Enhancement and Cybersecurity Review of Financial Industry in 2020 Topics : 1. "Introduction to Prevention of Bribery Ordinance and Code of Ethic for Financial Intermediaries" 2. "SFC Circulars and HKEX Latest Mechanism Enhancement" 3. "SFC Case Study…

24/11 Co-organized Webinar with HKEX

Co-organized the "Hong Kong Exchange Markets and Clearing Measures Webinar" with HKEX. Ms Flora Lo, Vice President, Equities Product Development, Markets Division, HKEX spoke on "Introduction of MSCI Asia and Emerging Market Index Futures and Options". Mr Alan Chuen, Vice President, On-Exchange & OTC Clearing, HKEX spoke on "Modernising Hong…

21/10 Zoom Webinar

Ms Yolanda Wong, Head of Investment and Insurance, Livi Bank Limited spoke on "livi bank and virtual banks in HK" Mr Chris Leung, Senior Solutions Manager, HKT and Mr Patrick Chiang, Sales Director, Pulse Secure spoke on "Mobile workforce"

18-27/9 e-Learning CPT

e-Learning Continuous Training Courses on 18-27 Sep. Course Name: Investment Portfolio under Market Downturn and SFC Latest Risk Management Guideline Topics : 1. Build a Defensive Asia-Pacific Investment Portfolio 2. Extraordinary Sector in Market Downturn: E-Games 3. Investment Tool For Market Downturn: ETF and Leveraged and Inverse Products 4. Ordinances…

31/8 Zoom Webinar

Ms Grace Hui, Managing Director, Head of Green and Sustainable Finance, HKEX spoke on "Introduction to Sustainable and Green Exchange (STAGE)" Ms Fiona Chan, Partner and Ms Melissa Chiu, Counsel, APPLEBY spoke on "An overview of Structured Finance and the use of Orphan SPVs in such transactions"

17-26/7 e-Learning CPT

e-Learning Continuous Training Courses on 17-26 Jul. Course Name: Introduction of Compliance, Financial Analysis and Cyber Security for License Representatives Topics: 1. "Compliance Introduction and General Notices for License Representatives" 2. "Cyber Security Overview and Practices" 3. "Introduction and Compliance on Bond trading" 4. "Financial Statement and Risk Analysis"

23/6 Zoom Webinar

Mr Daniel Wong, Director & Head of Research and Analytics, Hang Seng Indexes Company Limited spoke on "Hang Seng Index and Hang Seng China Enterprises Index – Market benchmarks keep abreast of the market developments".   Mr WK Wong,  Assistant Senior Manager, Sustainability, Hong Kong Quality Assurance Agency spoke on…