Ms Sharon Wong, Senior Manager and Mr Edward Lam, Manager, Intermediaries Supervision, Intermediaries, SFC spoke on “Updates on major regulatory developments and other supervisory observations on anti-money laundering and counter-financing of terrorism”.

Mr Colin Lau, Senior Community Officer, The Hong Kong Business Ethics Development Centre, ICAC spoke on “”Ethics and Compliance – Keys to Professional Success” – ICAC Seminar for Financial Services Practitioners with Managerial Roles”.

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