1st Session – SFC
1. Mr Mok Chi Kee, Senior Manager, Information Technology, Corporate Affairs, Mr Eric Lau and Ms Chevonne Chan, Senior Manager, Licensing, Intermediaries spoke on “WINGS – Submission of financial returns and licensing applications”.
2. Ms Polly Ng, Senior Manager and Ms Phoenix Wong, Manager, Licensing, Intermediaries spoke on “Enhanced competency framework”.
3. Ms Mia Ma, Senior Manager and Ms Christy Leung, Manager, Intermediaries Supervision, Intermediaries spoke on “Managing the risks of business email compromise”.
2nd Session – HKEX
Ms Cathy Lau, Vice President, Post Trade Platform Development, Operations spoke on “Official Launch of VaR Platform” and “Smartcard Replacement of CCASS (& CCMS) Terminal Access”.