Mr Ivan Wan, Senior Manager and Ms Carmen Cheng, Manager, Intermediaries Supervision, Intermediaries, SFC spoke on:
“(i) Update on key AML/CFT regulatory requirements;
(ii) Sharing of inspection findings and other supervisory observations on AML/CFT”

Ms LAI Mei-yee, Gigi, Senior Police Inspector, Joint Financial Intelligence Unit, Narcotics Bureau, Hong Kong Police Force spoke on:
“Joint Financial Intelligence Unit & Suspicious Transaction Reporting”

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