18/9 CPT

"New Listing Regime in HKEX" Mr Edward Sit, Vice President, Global Client Development, Market Development Division, HKEX "Trade War, What is it good for?" Mr Felix Man, Director, Future Land Resources Capital Group and Director of Hong Kong Securities Association  

28/8 CPT

"Managing Cyber Risks" Mr Zack Lau, Senior Consultant, Control Risks "Background of FATF Mutual Evaluatione" "Mutual Evaluation of Hong Kong" "Institutional Risk Assessment" "SFC Self-Assessment Checklist" . Mr Vincent Tang, Director and Ms Maggie Chan, Senior, Ernst & Young Advisory Services Limited  

Co-organized the Continuous Professional Training Course with HKEX on July 17, 2018

“Introduction – HKEX Rule Enforcement Framework (i.e. prevention, detection and correction) and Market Surveillance and Monitoring Initiatives” Ms Garbo Cheung, Managing Director and Head of Market Surveillance and Monitoring, HKEX “Results of 2017 Annual Attestation and Inspection Programme” and “Priority Areas of 2018 Annual Attestation and Inspection Programme” Mr Kelvin…