Membership

Membership Categories

Membership of the Association is divided into three categories: Voting Members, Ordinary Members and Associate Members.
  1. Voting Member
    A person is eligible to become a Voting Member if he is a person licensed by the SFC and he is employed by a licensed corporation carrying on business under types 1, 2, 4, 5, 6, 8 or 9 of the regulated activities described under Schedule 6 of the SFO and he is nominated by that corporation to apply to become a Voting Member.
    The entrance fee for Voting Member is HK$2,000; annual fee is HK$1,500.
  2. Ordinary Member
    A person is eligible to become an Ordinary Member if he is a licensed representative licensed by the SFC in respect of types 1, 2, 4, 5, 6, 8 or 9 of the regulated activities described under Schedule 6 of the SFO.
    No entrance fee for Ordinary Member; annual fee is HK$300.
  3. Associate Member
    A person is eligible to become an Associate Member if he is in the employment of a corporation licensed by the SFC under any type 1 to 9, inclusive, of the regulated activities described under Schedule 6 of the SFO, or if he is a member of a professional body related to the securities industry such as the accounting or legal profession.
    No entrance fee for Associate Member; annual fee is HK$300.

Remarks:
Only Voting Members shall have the right to vote and propose resolutions at a general meeting and be eligible to stand to be elected as a Director of the Association. The rights, privileges and obligations of Voting Members, Ordinary Members and Associate Members shall be the same in all other respects.

Membership application

Please download, complete and mail the application form to our Association:
Flat C, 6/F, Shing Lee Commercial Building, 6-12 Wing Kut Street, Central, Hong Kong
For enquires, please contact us at 2541 8832 or email to cpt_enquiry@hksa.com.hk
* For applying to be a Voting member, please attach a nomination letter of the corporation with the application form.

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