Online trading risks and good industry practices

"Online trading risks and good industry practices" Mr Steve Poon, Associate Director and Ms Eman Wong, Assistant Manager, Intermediaries Supervision, Intermediaries of SFC "Shield vulnerabilities with virtual patching" Mr Tony Lee, Head of Consulting, Trend Micro "Micro Segmentation: It sharply increases your online system’s availability!" Mr Sam Chui, Managing Director,…

Anti-money laundering and counter-terrorist financing

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The rise of index investing

“The rise of index investing” Mr Ivan Ng, Assistant Vice President – Index Development, China Exchanges Services Company Limited “From valuation: 17Q4-18Q1 HK stock market analysis” Mr Wilson Tang, Senior Vice President, TPC Investment Counselling, DBS Bank (Hong Kong) Limited               https://photos.google.com/share/AF1QipODbkArgTphlMnuQE_ccfIlEuXwiaDcUlle_364QeUc6TZNvgsJb-7cNItGYfxIEQ?key=QTZudHllRXZZeDIxcmxkTXNzX2g2VkJxZFdvUEd3

Introduction of Bond Connect Business

“Introduction of Bond Connect Business” Mr Thomas Huen, Assistant Vice President, FIC Product Development Department, HKEx “SFC’s updates on Fintech-related topics” Ms Clara Chiu, Director, Licensing, Intermediaries, SFC 香港交易所市場發展科定息及貨幣產品發展部助理副總裁禤達明先生 《證監會就金融科技事宜的最新動向》 證監會中介機構部發牌科總監趙嘉麗女士 https://photos.google.com/share/AF1QipPfx5SCpH--QgEc6VoWAtsNpyKPTxMlmIzta5ORUmMJaEkMRpeXMRB4vkJ1nG_Wsg?key=dTZrMUNUUmM0SkVuYU5sMzVoaG03NkY5dzhJSEZB

Latest Hong Kong Warrants Markets Strategies

“Latest Hong Kong Warrants Markets Strategies” Ms Niki Chu, Director, Equity Derivatives, BOCI “Hong Kong Leveraged & Inverse ETFs Development” Mr Alvin Li, ETF Strategist, CSOP Asset Management 中銀國際股票衍生產品部董事朱紅女士 《香港槓桿反向產品發展》 南方東英資產管理 ETF 策略師李梓維先生 https://photos.google.com/share/AF1QipOFND0bQRvdonnZ5VDZUVHDz-iVm1lyFsBriYEEIdq3qpghvHdl2j9Xz76gpfmHwQ?key=NnFaRXRjTDZoUi1lWXBVck9mX1pUWFRtS01qQndn

Cybersecurity Baseline Requirements

“Cybersecurity Baseline Requirements” Mr Steve Poon, Associate Director and Ms Eman Wong, Assistant Manager, Intermediaries Supervision, Intermediaries of SFC “Cybersecurity Solutions for Brokerage” Mr Eddy Wong, Head of Business Development, Infocast Limited 證監會中介機構部中介機構監察科副總監潘志業先生及助理經理黃綺雯女士 《網上安全交易供應商應對方案》 滙港資訊有限公司業務拓展主管黃秉彰先生 https://photos.google.com/share/AF1QipOpHLm85fw2CdG3XKg3pDXiDwIGSRMH_LmPeQKvo6aj3I7ax83ARPmt96kzWeXhng?key=TWY0TEpnWVRCVTRMY1ktdWFUOFAzcU1lei1NTlZR

HKEX FIC product briefing and latest development

“HKEX FIC product briefing and latest development” Mr Dennis Mok, Assistant Vice President, FIC Product Development, Market Development, HKEx “Introduction of gold futures” Mr Edward Sit, Vice President, Commodities, Derivatives & LME Marketing, Market Development, HKEx “Introduction of HKEX index futures” Mr Justyn Ip, Assistant Vice President, Equities Product Development,…

Sharing of On-site Inspection Observations

“Sharing of On-site Inspection Observations– Deficiencies and Inadequacies as Detected from the Anti-Money Laundering and Counter-Terrorist Financing Systems” Mr Ivan Wan, Senior Manager and Ms Sharon Wong, Manager, Intermediaries Supervision, Intermediaries of SFC “Briefing on AML/CFT” Mr Vincent Tang, Director and Mr Justin Lam, Manager, Ernst & Young Advisory Services…