Co-organized the Continuous Professional Training Course with HKEX on July 17, 2018

“Introduction – HKEX Rule Enforcement Framework (i.e. prevention, detection and correction) and Market Surveillance and Monitoring Initiatives” Ms Garbo Cheung, Managing Director and Head of Market Surveillance and Monitoring, HKEX “Results of 2017 Annual Attestation and Inspection Programme” and “Priority Areas of 2018 Annual Attestation and Inspection Programme” Mr Kelvin…

Topics: “Introduction of Technology Voucher Programme”, “Funding Schemes under Trade and Industry Department and the enhancement measures” & “Latest development on HKEX Equity Futures products”

"Introduction of Technology Voucher Programme" Mr Lee Chi Pong, Colin,  Senior Manager (Innovation and Technology Fund), Innovation and Technology Commission "Funding Schemes under Trade and Industry Department and the enhancement measures" Ms Belinda Wong, Assistant Director-General of Trade and Industry (Industries Support) "Latest development on HKEX Equity Futures products" Mr…

Topics: “Online trading risks and good industry practices”, “Shield vulnerabilities with virtual patching” & “Micro Segmentation: It sharply increases your online system’s availability!”

"Online trading risks and good industry practices" Mr Steve Poon, Associate Director and Ms Eman Wong, Assistant Manager, Intermediaries Supervision, Intermediaries of SFC "Shield vulnerabilities with virtual patching" Mr Tony Lee, Head of Consulting, Trend Micro "Micro Segmentation: It sharply increases your online system’s availability!" Mr Sam Chui, Managing Director,…

Topics: “Joint Financial Intelligence Unit and Suspicious Transaction Report” & “Anti-money laundering and counter-terrorist financing”

“Joint Financial Intelligence Unit and Suspicious Transaction Report” Mr Douglas Lin, Senior Inspector, Joint Financial Intelligence Unit, Narcotics Bureau of Hong Kong Police Force “Anti-money laundering and counter-terrorist financing – (i) Regulatory updates (ii) Supervisory observations over the implementation of effective controls by the securities sector” Mr Ivan Wan, Senior…