25/10 CPT

"Open-ended fund companies – the new corporate fund regime in Hong Kong" Ms Grace Chan, Director and Ms Chloe Wong, Manager, Investment Products, SFC "Introduction and Application of Faster Payment System (FPS)" Mr Ho Wai Man, Dick, Head of Performance and Productivity Division, Personal Banking and Wealth Management Department, BOCHK

18/9 CPT

"New Listing Regime in HKEX" Mr Edward Sit, Vice President, Global Client Development, Market Development Division, HKEX "Trade War, What is it good for?" Mr Felix Man, Director, Future Land Resources Capital Group and Director of Hong Kong Securities Association  

28/8 CPT

"Managing Cyber Risks" Mr Zack Lau, Senior Consultant, Control Risks "Background of FATF Mutual Evaluatione" "Mutual Evaluation of Hong Kong" "Institutional Risk Assessment" "SFC Self-Assessment Checklist" . Mr Vincent Tang, Director and Ms Maggie Chan, Senior, Ernst & Young Advisory Services Limited  

Co-organized the Continuous Professional Training Course with HKEX on July 17, 2018

“Introduction – HKEX Rule Enforcement Framework (i.e. prevention, detection and correction) and Market Surveillance and Monitoring Initiatives” Ms Garbo Cheung, Managing Director and Head of Market Surveillance and Monitoring, HKEX “Results of 2017 Annual Attestation and Inspection Programme” and “Priority Areas of 2018 Annual Attestation and Inspection Programme” Mr Kelvin…

13/6 CPT

"Introduction of Technology Voucher Programme" Mr Lee Chi Pong, Colin,  Senior Manager (Innovation and Technology Fund), Innovation and Technology Commission "Funding Schemes under Trade and Industry Department and the enhancement measures" Ms Belinda Wong, Assistant Director-General of Trade and Industry (Industries Support) "Latest development on HKEX Equity Futures products" Mr…

14/5 CPT

"Online trading risks and good industry practices" Mr Steve Poon, Associate Director and Ms Eman Wong, Assistant Manager, Intermediaries Supervision, Intermediaries of SFC "Shield vulnerabilities with virtual patching" Mr Tony Lee, Head of Consulting, Trend Micro "Micro Segmentation: It sharply increases your online system’s availability!" Mr Sam Chui, Managing Director,…

18/4 CPT

“Joint Financial Intelligence Unit and Suspicious Transaction Report” Mr Douglas Lin, Senior Inspector, Joint Financial Intelligence Unit, Narcotics Bureau of Hong Kong Police Force “Anti-money laundering and counter-terrorist financing – (i) Regulatory updates (ii) Supervisory observations over the implementation of effective controls by the securities sector” Mr Ivan Wan, Senior…

5/3 CPT

“Anti-money laundering and counter terrorist Financing for financial institutions – issues, best practice and latest update” Ms Annie Chan, Managing Director, Mazars Corporate Recovery & Forensic Services Limited

23/1 CPT

《”New Year, New Era” – Hong Kong Stock Market Outlook 2018》 Mr Peter Pak, Executive Director, BOCI Securities and Director of Hong Kong Securities Association

28/11 CPT

“The rise of index investing” Mr Ivan Ng, Assistant Vice President – Index Development, China Exchanges Services Company Limited “From valuation: 17Q4-18Q1 HK stock market analysis” Mr Wilson Tang, Senior Vice President, TPC Investment Counselling, DBS Bank (Hong Kong) Limited