Mr Steve Cheung, Partner, Financial Services, KPMG and
Mr Desmond Yu, Associate Director, Financial Risk Management, KPMG
spoke on “New SFC guidance for Securities Margin Financing Activities”

Mr Jeffrey Han, Partner, Financial Services, KPMG and
Mr Edward Choi, Associate Director, Internal Audit, Risk and Compliance Services, KPMG
spoke on “SFC Guidelines on Online Distribution and Advisory Platforms”

 

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