Ms Priscilla Ngan, Senior Manager and Mr Jacky Kwok, Manager, Intermediaries Supervision, Intermediaries, SFC spoke on
“Key changes effected by the Securities and Futures (Financial Resources) (Amendment) Rules 2018 “.

Mr Samson Ip, Senior Vice President and Mr Sit Ka Kit, Vice President, Clearing Risk Management, HKEX spoke on
“Operations risk and control for fulfilling payment obligations”.

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